How We Do It

Smart Investor believes that our service to our clients is ongoing and very personal. The more that we understand about the concerns, needs, opportunities and goals of our clients, the better we can tailor the investment and planning advice to meet their needs.

We know that our relationship with our clients continually evolves to meet their changing situation. To be effective advisors for our clients, we meet with them on a regular schedule and continue to update our understanding of their needs, concerns, opportunities and goals.

four step process diagram

Smart Investor is a unique wealth management firm based in Rocklin, California. We are an independent, fee-only registered investment advisor serving entrepreneurs, small business owners, and retirement plan sponsors and participants. More

For our clients, ‘wealth’ is about more than money. It is your ability to do what you want, when you want and how you want. Our responsibility is to help you get there.

We listen, rather than talk. We gain a thorough understanding of your future needs, concerns, opportunities and goals that have a financial implication. We then use our experience and our team to design a unique investment or financial planning strategy that reflects your personal situation. More

Everything that we do is in alignment with the best interests of our clients, including the fee-only approach to how we charge for our services. We define ‘what we do’ in terms of meeting our client’s needs. We define ‘how we do this’ in terms of leading-edge investment and financial planning strategies. We are your key trusted advisor. More

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How We Do It

Who We Are

How We Define "Wealth"

What We Do

Why We Are Unique