The Smart Investor Fiduciary Pledge to Our Clients

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At all times, all employees of Smart Investor will act in accord with the following five principles of the authentic fiduciary standard:

  1. Put our client’s best interest first;
  2. Act with prudence, with the skill, care, diligence and good judgment of a professional;
  3. Provide conspicuous, full and fair disclosure of all important facts;
  4. Avoid conflicts of interest; and
  5. In the event of an unavoidable conflict of interest, fully disclose and manage the conflict fairly in the client’s favor.

Who We Are

Smart Investor is a diversified financial services firm based in Rocklin, California.  We are an independent, fee-only registered investment advisor serving entrepreneurs, small business owners, and retirement plan sponsors and participants. More

What We Do

We provide a disciplined risk management process that monitors & adjusts investment portfolios to help avoid excess emotional anxiety, speculative risk and mistakes which provides a more positive wealth management experience for our clients. More

Why Choose Us

At Smart Investor, we listen to our clients.  We leverage the integrity, judgment, experience, depth of knowledge and skills of our dedicated team of professionals to provide customized solutions to help our clients achieve their financial objectives. More

Our Philosophy

Our clients come first and
we treat them with respect
and integrity.  We systematically
implement our seven fundamental beliefs to help our clients achieve their financial objectives. More