Free White Paper

Download This Free White Paper On What You Need To Know About Your Company's 401(k) Plan.

Download...

SI Social Network

Smart Investor Newsletter, September 2010
Will Congress let the 2001 and 2003 Tax Cuts expire?, Featured Client: Rossmann, MacDonald & Benetti, Inc., Non-Profit of the Month: Francis House, Sacramento, Employee Spotlight: Luann Wallick

 

Smart Ideas! August 2010 Issue
Your Top Five Fiduciary Responsibilities, According to DOL, The Secret Your 401(k) Vendors Don't Want You to Learn: "Co-Fiduciary" Doesn't Mean Much

 

Smart Investor Newsletter, August 2010
Finance Reform, the Good, the Bad and the Ugly, Featured Client: Mike Tatro, Non-Profit of the Month: University of the Pacific, Employee Spotlight: Christine Ford

 

Smart Ideas! July 2010 Issue
New Screening Tool Now Available to Assist Investors, Gain a Professional Partner with an Independent Fiduciary for Your 401(k) Plan, One Percent Can Make a BIG Difference to Your 401(k) Plan Participants


Smart Investor Newsletter, July 2010
New Screening Tool Now Available to Assist Investors, Featured Client: An American Hero: Ralph Puhalovich, Non-Profit of the Month: Sutter Roseville Medical Center Foundation, Employee Spotlight: Cathy Keck

 

Smart Ideas! June 2010 Issue
Top Three Reasons Why You Should Care About Your Fiduciary Duty, Are You a 401(k) Fiduciary? Answer These Four Questions

 

Smart Investor Newsletter, June 2010
"Eat Your Spinach", Featured Client: Jim Dobbas, Inc., Non-Profit of the Month: Breathe California of Sacramento-Emigrant Trails, Employee Spotlight: James Landua

 

Smart Investor Newsletter, May 2010
What Does the New Health Care Bill Do For Me?, Featured Client: Stanley Ohara, Non-Profit of the Month: Truckee Young Life, Employee Spotlight: Tina Herrmann

 

Smart Investor Newsletter, April 2010
New Website Launch, The Lost Decade - Or Maybe Not, Featured Client: Sherman Kishi, Non-Profit of the Month: Boys & Girls Club of Auburn, Employee Spotlight: Tom McHugh and Kevin Chang

Who We Are

Smart Investor is a diversified financial services firm based in Rocklin, California.  We are an independent, fee-only registered investment advisor serving entrepreneurs, small business owners, and retirement plan sponsors and participants. More

What We Do

We provide a disciplined risk management process that monitors & adjusts investment portfolios to help avoid excess emotional anxiety, speculative risk and mistakes which provides a more positive wealth management experience for our clients. More

Why Choose Us

At Smart Investor, we listen to our clients.  We leverage the integrity, judgment, experience, depth of knowledge and skills of our dedicated team of professionals to provide customized solutions to help our clients achieve their financial objectives. More

Our Philosophy

Our clients come first and
we treat them with respect
and integrity.  We systematically
implement our seven fundamental beliefs to help our clients achieve their financial objectives. More