Company's 401(k) Plan.
01 July 2010
Cathy Keck serves as the Executive Assistant to Smart Investor’s President, Allan Henriques, providing support on all client services including estate planning and general financial planning needs. As a member of the firm’s Retirement Planning Team, Cathy works with the team to 
evaluate and implement client retirement plans. In her role with the firm, Cathy also assists clients in understanding and using the Smart Investor Wealth Management System. The System provides a complete, web-based suite of financial planning tools. The system also provides clients with their own financial home page, complete with access to all their financial data and key analysis tools, reports and educational information, including retirement calculators.
Cathy began her financial services career in 1992, ironically, working with Allan Henriques as his Executive Assistant. Since then she has gained a wealth of knowledge working for a variety of financial planning and investment advisory firms. Cathy went on to become a CERTIFIED FINANCIAL PLANNER™ professional (CFP®) and is currently insurance licensed in the State of California. She also has her FINRA Series 7, 63, 65 licenses.
In 2001, Cathy formed her own financial planning and consulting services firm which she operated until she retired in 2005. In 2007, Cathy came out of retirement to join the Smart Investor team including her former friend and colleague, Allan Henriques. Cathy’s professional philosophy is that education, understanding and setting expectations is the combination to a successful plan. She works diligently to ensure she is always adhering to this philosophy.
In her spare time, Cathy enjoys spending time with her husband. Her hobbies include quilting and cooking.