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They Said I was a Fiduciary – is that a Good or Bad Thing?

ADVISING RETIREMENT PLAN FIDUCIARIES AFTER DODD-FRANK, DOL 408(B)(2) & THE NEW 401(K) FEE DISCLOSURE RULES

Learning Objectives:

  • Learn about recent litigation and its effect on retirement plans
  • Explore the six fiduciary categories, their specific roles and responsibilities, and how each category applies to business owners and employers
  • Learn the implications and consequences of a Fiduciary Breach
  • Understand the provisions of the Fiduciary Reform Bill and what it means to business owners and employers
  • Learn the implications and effects of the new DOL regulation, 408(b)(2) over retirement plan fee disclosure
  • Learn what employers can expect throughout the marketplace as a result of these changes
  • Learn critical information about your company's retirement plan before your employees find out next year

 

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Event Information:

LOCATION:
RSD Insurance Conference Room
10100 Trinity Parkway
Suite 300
Sacramento, CA 95219

DATE:
Thursday, December 8, 2011

TIME:
11:30 am to 1:30 pm

Presenter:
Thomas McHugh, AIF®
Client Relationship Manager
Smart Investor

Who Should Attend:
This course is designed for attorneys, CPAs and human resource professionals who advise retirement plan fiduciaries, as well as business owners and retirement plan sponsors.

Course Information:
MCLE Credits: 2 Credits
CPE Credits: 2 Credits
PHR®/SPHR® Credits: 2 Credits

Program Level: Intermediate
Prerequisites: None
Fee: Complimentary
Delivery Method: Group Live
Advanced Preparation: None

 

National Registry of CPE SponsorsSmart Investor is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site: www.nasba.org.



HRCIThe use of this seal is not an endorsement by the HR Certification Institute of the quality of the program. It means that this program has met the HR Certification Institute's criteria to be pre-approved for recertification credit.







Who We Are

Smart Investor is a unique wealth management firm based in Rocklin, California.  We are an independent, fee-only registered investment advisor serving entrepreneurs, small business owners, and retirement plan sponsors and participants. More

How We Define "Wealth"

For our clients, ‘wealth’ is about more than money.  It is your ability to do what you want, when you want and how you want.  Our responsibility is to help you get there. 

What We Do

We listen, rather than talk.  We gain a thorough understanding of your future needs, concerns, opportunities and goals that have a financial implication.  We then use our experience and our team to design a unique investment or financial planning strategy that reflects your personal situation. More

Why We Are Unique

Everything that we do is in alignment with the best interests of our clients, including the fee-only approach to how we charge for our services.  We define ‘what we do’ in terms of meeting our client’s needs.  We define ‘how we do this’ in terms of leading-edge investment and financial planning strategies.  We are your key trusted advisor. More